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thinkorswim (Charles Schwab) regulated broker

thinkorswim (Charles Schwab) review. Regulated by FINRA, SEC, NFA (National Futures Association). Is thinkorswim (Charles Schwab) safe? See license numbers, minimum deposit, and its live rank (#19 of 458), with sourced developments on Bulls & Horns.

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  • Founded: 1999
  • Min deposit: $0 for standard brokerage accounts; $2,000 for margin accounts
  • Platforms: thinkorswim Desktop (proprietary), thinkorswim Web (proprietary), thinkorswim Mobile (proprietary)
  • HQ: Westlake, Texas, United States
  • Rank: #19 of 458
  • Editorial score: 77 / 100

Regulators

  • FINRA — license CRD 5393
  • SEC — license 8-16514
  • NFA (National Futures Association) — license 477394
  • CFTC (Commodity Futures Trading Commission) — license Registered Futures Commission Merchant

People also ask

Is thinkorswim (Charles Schwab) regulated?

Yes. thinkorswim (Charles Schwab) holds regulation on file with FINRA (license CRD 5393), SEC (license 8-16514), NFA (license 477394). Full license details and sources are listed on this page.

Is thinkorswim (Charles Schwab) safe and legit?

thinkorswim (Charles Schwab) is regulated by FINRA (license CRD 5393), SEC (license 8-16514), NFA (license 477394), which requires oversight and client-fund safeguards. Regulation lowers counterparty risk but does not remove market risk. License numbers and sources are listed on this page.

What is thinkorswim (Charles Schwab)'s license number?

thinkorswim (Charles Schwab) operates under FINRA (license CRD 5393), SEC (license 8-16514), NFA (license 477394). Each regulatory license number is listed with its official register source on this page.

When was thinkorswim (Charles Schwab) founded?

thinkorswim (Charles Schwab) has been operating since 1999, headquartered in United States.

What trading platforms does thinkorswim (Charles Schwab) offer?

thinkorswim (Charles Schwab) offers thinkorswim Desktop (proprietary), thinkorswim Web (proprietary), thinkorswim Mobile (proprietary).

What is the minimum deposit at thinkorswim (Charles Schwab)?

The minimum deposit on file for thinkorswim (Charles Schwab) is $0 for standard brokerage accounts; $2,000 for margin accounts.

What can you trade with thinkorswim (Charles Schwab)?

thinkorswim (Charles Schwab) offers Stocks, ETFs, Options, Futures, Futures Options, Forex (65+ currency pairs).

Where does thinkorswim (Charles Schwab) rank among forex brokers?

thinkorswim (Charles Schwab) is currently ranked #19 of 458 on the Bulls & Horns forex and CFD broker leaderboard, ordered by real engagement (clicks) and Featured bids.

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